Henke Law Firm, LLP

3200 Southwest Freeway, 34th Floor, Houston, Texas 77027

Phone: 713-682-6300   Toll Free: 888-210-3181   Fax: 713-682-6363

 

 

Charlie Henke
John C. Warren
Charles C. Brennig III
Kathleen H. Boll
Silvia R. Surman
Litigation, Arbitration & Appeals
Business Formation & Strategic Planning
Business/Commercial Law, Corporate Transactions
Construction Law & Litigation
Real Estate Law
Labor & Employment Law
Insurance Law & Insurance Coverage
Administrative/Regulatory Proceedings
Alternative Dispute Resolution (ADR)

 

"REVLON" DUTIES
 
REVLON DUTIESMore...
 
Investment Advisor Codes of Ethics
 
Rule 204A-1 of the Securities and Exchange Commission, adopted pursuant to the Investment Advisers Act of 1940, requires implementation of codes of ethics by investment advisers. Each adviser's code of ethics must include a standard of conduct and must require compliance with federal securities laws. The codes also must require that investment adviser employees must report their personal stock transactions, and copies of the codes must be made available to clients of the investment advisor.More...
 
Employment Law
 
Protection for Solid Waste Disposal Act Whistleblowers More...
 
Sarbanes-Oxley
 
The Sarbanes-Oxley Act of 2002 (Act), generally applicable to publicly traded companies with registered securities and are subject to reporting requirements under federal law, specifically addresses the issue of whistleblower protection in a corporate context. The Act's employee whistleblower provision was modeled after other federal statutes containing whistleblower protections (for example, protections that apply to workers in the nuclear energy industry. More...
 
Securities Law> Additional Offerings, Disclosure & the Securities Exchange Act of 1934> Tender Offers
 
(Going Private Reporting Requirements for Public Companies)More...
 
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